Compliance

CKA Risk Solutions Pty Ltd ABN: 33 109 033 123 has an AFS Licence (Australian Financial Services) number 276915 which is governed by ASIC.

We operate in a highly regulated and controlled environment with documented policies, procedures and systems encompassing:

Organisational Expertise
Compliance Arrangements
Managing Conflicts of Interest
Outsourced Functions
Training
Financial Requirements
Human Resources
Risk Management
Disaster Recovery
Research & Benefits
We employ a Compliance Officer and have also engaged external compliance consultants to ensure all of our systems are subject to continuous improvement.

We subscribe to the Insurance Brokers Code of Practice and the General Insurance Code of Practice and conduct our business strictly in accordance with the requirements of these Codes.

A copy of these Codes can be obtained through the following links

(i) Insurance Brokers Code of Practice
Download
(ii) General Insurance Code of Practice
Download

Our full list of compliance documents are available here

(i) Insurance Brokers Code of Practice
Download
(ii) General Insurance Code of Practice
Download
Financial Services Guide
Download
Privacy Statement
Download